A resource for credit unions in CA & NV, providing credit union financial and economic trend analysis, brought to you by your Leagues in partnership with CUNA & Affiliates.
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|November 20, 2014|
|TIPs Bulletin #14-27||Annual Regulation D Reserve Adjustments|
|October 30, 2014|
|TIPs Bulletin #14-26||FinCEN Issues Geographic Targeting Order Covering the Los Angeles Fashion District and an Administrative Ruling on the Application of FinCEN Regulations to Currency Transporters|
|TIPs Bulletin #14-25||AB 1522 Paid Sick Days|
|October 29, 2014|
|TIPs Bulletin #14-24||CFPB Finalizes Changes to Annual Federal Privacy Notice|
Shared Compliance Services
CURoots offers a variety of services to help you keep pace with ever-changing regulatory compliance while you focus on day-to-day credit union business.
Internal Audit Services
CURoots can help your credit union identify potential issues, assess risk, and save valuable time and resources by providing expert assistance for your auditing needs.
Residential Mortgage Loan Report In accordance with Section 7119 of Title 21 of the California Code of Regulations, the Residential Mortgage Loan Report is due March 31 for all residential mortgage lenders that are not reporting to a federal or state regulatory agency as provided by the Home Mortgage Disclosure Act of 1975.
Click here for the notice from the DBO, the Holden Act Report, and other information.
Securities and Exchange Commission Initiative For credit unions that have SEC-registered investment advisers, the agency has announced that its Office of Compliance Inspections and Examinations (OCIE) is launching an initiative directed at investment advisers that have never been examined—focusing on those that have been registered with the SEC for three or more years.
These examinations will concentrate on the advisers' compliance programs, filings and disclosure, marketing, portfolio management, and safekeeping of client assets.
Click here for more information.
Federal Reserve Outlook Live Webinar The Federal Reserve Board of Governors is hosting free webinar titled Consumer Compliance Management Program—Common Concerns and Best Practices on April 10 from 11 a.m.–12 p.m. (Pacific).
During the webinar, the Fed will:
For more information and to register, click here.
ANNUAL FED WEBINAR ON REGS, GUIDANCE
updated 11/21/14 10:32 AM
Also, FinCEN Issues Advisories
Senior staff at the Federal Reserve will host an annual webinar to provide a recap of recent regulatory changes and highlight various inter-agency guidance. The webinar will also discuss current hot topics in the financial services industry and give a glimpse of future regulatory changes.
TILA-RESPA WEBINAR: DISCLOSURE FORM
updated 11/10/14 01:07 PM
Also, TIPs Bulletins Posted
Is your credit union ready for the new TILA-RESPA Integrated Disclosure rule?