A resource for credit unions in CA & NV, providing credit union financial and economic trend analysis, brought to you by your Leagues in partnership with CUNA & Affiliates.
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|January 28, 2015|
|TIPs Bulletin #15-04||2014 Residential Mortgage Loan Report|
|TIPs Bulletin #15-03||HMDA/LAR Reports|
|January 16, 2015|
|TIPs Bulletin #15-02||2015 Information Returns and Disclosures|
|January 15, 2015|
|TIPs Bulletin #15-01||Important Reminder: Limitation on Credit Card / Unsecured Open-end Credit Late Fees (CA Financial Code 4001)|
Shared Compliance Services
CURoots offers a variety of services to help you keep pace with ever-changing regulatory compliance while you focus on day-to-day credit union business.
Internal Audit Services
CURoots can help your credit union identify potential issues, assess risk, and save valuable time and resources by providing expert assistance for your auditing needs.
Residential Mortgage Loan Report In accordance with Section 7119 of Title 21 of the California Code of Regulations, the Residential Mortgage Loan Report is due March 31 for all residential mortgage lenders that are not reporting to a federal or state regulatory agency as provided by the Home Mortgage Disclosure Act of 1975.
Click here for the notice from the DBO, the Holden Act Report, and other information.
Securities and Exchange Commission Initiative For credit unions that have SEC-registered investment advisers, the agency has announced that its Office of Compliance Inspections and Examinations (OCIE) is launching an initiative directed at investment advisers that have never been examined—focusing on those that have been registered with the SEC for three or more years.
These examinations will concentrate on the advisers' compliance programs, filings and disclosure, marketing, portfolio management, and safekeeping of client assets.
Click here for more information.
Federal Reserve Outlook Live Webinar The Federal Reserve Board of Governors is hosting free webinar titled Consumer Compliance Management Program—Common Concerns and Best Practices on April 10 from 11 a.m.–12 p.m. (Pacific).
During the webinar, the Fed will:
For more information and to register, click here.
HMDA/LAR REPORTS COMING DUE
updated 02/23/15 03:44 PM
Plus, SBL Resource Center
Credit unions subject to Home Mortgage Disclosure Act (HMDA) requirements for 2014 activity are reminded to submit Loan/Application Register (LAR) data to the Federal Reserve Bank processing center by the March 2, 2015 deadline.
MAKE COMPLIANCE A PRIORITY IN 2015
updated 02/17/15 08:31 AM
All-Inclusive Tracking Tool
The new year marks a time of renewed vigor and a clear vision of where you want your credit union to be in 2015. Make compliance your focus with ComplySight!