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Research & Compliance     

LATEST RESEARCH ITEMS OF INTEREST...

Research & Compliance

The answers you need—when you need them!
When technical challenges or complex situations arise at your credit union, turn to the Leagues’ Research & Information (R&I) Department. Our mission is to provide technical, compliance, operational, economic, and regulatory information in an understandable and easily accessible way.
     
InfoSight CU PolicyPro Rate Map
 
Credit Union Quarterly Performance Report

A resource for credit unions in CA & NV, providing credit union financial and economic trend analysis, brought to you by your Leagues in partnership with CUNA & Affiliates.

Ask R&I

Answers to your crucial questions can be less than one business day away. Post your question here, and a talented R&I professional will get back to you quickly! Or if you prefer, call the R&I Hotline to speak directly with our knowledgeable consultants. R&I Hotline: 877-243-5728
Continue for Ask R&I

 
TIPs Bulletins
The Technical Information Procedure (TIPs) bulletins are great tools to help credit union staff understand recent changes in laws and regulations and how they may affect the credit union. TIPs bulletins address current mandatory compliance issues and changes to federal and state regulations. Continue for complete list of current TIPs Bulletins
October 15, 2014
TIPs Bulletin #14-23 SB 1050—Notaries Public: Verification of Identity: New Boxed Notice Required
 
October 1, 2014
TIPs Bulletin #14-22 Assembly Bill 2293 – Mandates Baseline Insurance Requirements for Transportation Network Companies
TIPs Bulletin #14-21 California Unclaimed Property Holder Notice Reports Coming Due
TIPs Bulletin #14-20 Assembly Bill 2742 – Revised Model Language for California Consumer Caution and Home Ownership Counseling Notice
   
September 23, 2014
TIPs Bulletin #14-19 AB-1858 Change to Financing Statement
   
September 18, 2014
TIPs Bulletin #14-18 Reg Z and Reg M Exemption Threshold Adjustments
   
 
CURoots Services

Shared Compliance Services
CURoots offers a variety of services to help you keep pace with ever-changing regulatory compliance while you focus on day-to-day credit union business.

Internal Audit Services
CURoots can help your credit union identify potential issues, assess risk, and save valuable time and resources by providing expert assistance for your auditing needs.


From the Editors of CU Weekly

AUDIT CALENDAR FILLING UP: CU ROOTS
updated 06/17/14 11:17 AM
10 Percent Discount Offered
Regulatory audits are here to stay, but your credit union can stay ahead of the game with CURoots Services.

CURoots Internal Audit Services offers regulatory and industry required audits, as well as several auditing packages to help you assess risk and identify issues before they arise.

Credit unions can schedule their Bank Secrecy Act (BSA), Automated Clearing House (ACH), SAFE Act, CO-OP PIN Security Audit, and other regulatory audits by June 30 and receive a 10 percent discount!

Schedule your audit today and get on the road to compliance with these offerings from CURoots Services:

Regulatory and Industry Required Audits and Assessments

  • BSA/OFAC Annual Audit
  • ACH Annual Audit
  • CO-OP PIN Security Audit (required in 2014)
  • SAFE Act Annual Audit
  • BSA/OFAC Risk Assessment
  • ACH Risk Assessment
  • Covered Accounts Risk Assessment (FACT Act Red Flag/Identity Theft)

Management Control Audits and Reviews

  • New Mortgage Rules Review
  • Dormant and Closed Account Audits
  • Branch and Cash Control Audits
  • Loan Review
  • Supervisory Override Review
  • Employee Account Review
  • GL Reconciliation Review
  • Wire Audit
  • Safe Deposit Audit

For more information, contact Rita Fillingane at 909.212.6055 or ritaf@ccul.org

 
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'NMLS' RENEWAL PERIOD BEGINS NOV. 1
updated 10/17/14 01:01 PM
Guidance for Mortgage Loan Originators
The Nationwide Mortgage License Servicing and Registry (NMLS) annual renewal period begins Nov. 1 and ends Dec. 31, where mortgage loan originator registrants must renew their registrations annually, according to federal regulations.

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FED'S UPCOMING FAIR LENDING WEBINAR
updated 10/10/14 09:09 PM
Also, Unclaimed Property Workshop
The Federal Reserve Bank of San Francisco is holding a webinar on fair lending issues and hot topics, where representatives from seven federal agencies will discuss a variety of emerging fair lending issues and hot topics.

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D.J.'s Economix
Leagues Chief Economist Dwight Johnston continually provides economic and market analysis that is both informative and entertaining. Continue for daily and monthly commentary, rate forecasts, and economic updates.
Resources
Scroll through a variety of practical resources to help with BSA, compensation, compliance, disaster preparedness, regulatory exams, and more.
Comment Letters
The Leagues write letters in response to proposed legislation and regulations that affect your credit union’s ability to serve members.