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From the Editors of CU Weekly

updated 06/17/14 11:17 AM
10 Percent Discount Offered
Regulatory audits are here to stay, but your credit union can stay ahead of the game with CURoots Services.

CURoots Internal Audit Services offers regulatory and industry required audits, as well as several auditing packages to help you assess risk and identify issues before they arise.

Credit unions can schedule their Bank Secrecy Act (BSA), Automated Clearing House (ACH), SAFE Act, CO-OP PIN Security Audit, and other regulatory audits by June 30 and receive a 10 percent discount!

Schedule your audit today and get on the road to compliance with these offerings from CURoots Services:

Regulatory and Industry Required Audits and Assessments

  • BSA/OFAC Annual Audit
  • ACH Annual Audit
  • CO-OP PIN Security Audit (required in 2014)
  • SAFE Act Annual Audit
  • BSA/OFAC Risk Assessment
  • ACH Risk Assessment
  • Covered Accounts Risk Assessment (FACT Act Red Flag/Identity Theft)

Management Control Audits and Reviews

  • New Mortgage Rules Review
  • Dormant and Closed Account Audits
  • Branch and Cash Control Audits
  • Loan Review
  • Supervisory Override Review
  • Employee Account Review
  • GL Reconciliation Review
  • Wire Audit
  • Safe Deposit Audit

For more information, contact Rita Fillingane at 909.212.6055 or ritaf@ccul.org

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updated 11/24/15 07:46 AM
Informative ComplySight Webinars
Kick off the New Year with ComplySight and make sure your regulatory compliance is at its finest in 2016 and beyond.

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updated 11/16/15 12:06 PM
NCUA Portal Open to CUs
The Federal Financial Institutions Examination Council (FFIEC) issued a revised Management booklet, as part of the FFIEC Information Technology Examination Handbook (IT Handbook). Click here for the booklet.

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