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Research & Compliance     


Research & Compliance

The answers you need—when you need them!
CURoots Services

Taking care of compliance so you can take care of business.

CURoots Services brochure

Compliance Services
CURoots offers a variety of services to help you keep pace with ever-changing regulatory compliance while you focus on day-to-day credit union business. Our Compliance Services include Compliance Management, Regulatory/Law Awareness, Policy Maintenance/Development/Implementation, Regulatory Exams/External Audits, Q&A Phone Access, and Training.

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Internal Audit Services
CURoots can help your credit union identify potential issues, assess risk, and save valuable time and resources by providing expert assistance for your auditing needs. Our Internal Audit Services include ongoing management controls, specialty (one-off) audits and risk assessments, and a fullscope internal audit package.

  • Ongoing management controls of auditing, including loan reviews; employee, official, dormant, and closed account reviews; and cash counts.
  • Specialty (one-off) audits and risk assessments, including BSA/OFAC, ACH, ATM PIN, and SAFE Act audits.
  • Full scope internal audit package providing both ongoing management controls and specialty audits.

For information on CURoots' compliance and internal audit services, contact Rita Fillingane at ritaf@ccul.org, or 909-212-6055.