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Research & Compliance     

LATEST RESEARCH ITEMS OF INTEREST...

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At the Leagues

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California & Nevada

Research & Compliance

The answers you need—when you need them!
CURoots Services

Taking care of compliance so you can take care of business.

CURoots Services brochure

Internal Audit Services
CURoots can help your credit union identify potential issues, assess risk, and save valuable time and resources by providing expert assistance for your auditing needs. Our Internal Audit Services include ongoing management controls, specialty (one-off) audits and risk assessments, and a fullscope internal audit package.

  • Ongoing management controls of auditing, including loan reviews; employee, official, dormant, and closed account reviews; and cash counts.
  • Specialty (one-off) audits and risk assessments, including BSA/OFAC, ACH, ATM PIN, and SAFE Act audits.
  • Full scope internal audit package providing both ongoing management controls and specialty audits.

Compliance Services
We understand the challenge credit unions continue to face in meeting compliance demands. That’s why we partnered with PolicyWorks® for a solution that combines technology with our staff of experienced compliance professionals. Choose from one or more packages combined with the online compliance management tool, ComplySight, and let PolicyWorks help make compliance easy for your credit union.

 

For information on CURoots' compliance and internal audit services, contact Rita Fillingane at ritaf@ccul.org, or 909-212-6055.